Wealth Management

INVESTMENT MANAGEMENT DEALS BLOG

Kingswood Merges with Wentworth

April 10, 2024

AlTi Acquires East End Advisors

April 8, 2024

Caprock Acquires Grey Street Capital

April 3, 2024
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2023 BTG Symposium Panel Discussion: How does an administrator view the M&A marketplace?

April 3, 2024
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MarshBerry’s 2023 Investment Sector Market Report

April 1, 2024

Merit Acquires Viren

March 28, 2024
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Piper Sandler Companies Monthly Asset Management Report – February 2024

March 25, 2024

Mercer Acquires MDK

March 25, 2024

Modern Wealth Acquires Beltz Ianni & Associates

March 21, 2024

Mercer Global Acquires MDK Private Wealth

March 21, 2024

Pollen Street Acquires Mattioli Woods

March 21, 2024

Retirement Wealth Specialists merges with Security Financial

March 21, 2024
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2023 BTG Symposium Panel Discussion: Overview of the Acquisition Business in Today's Mutual Fund...

March 20, 2024

Pure Financial Acquires Symphony Financial and Crestline

March 18, 2024

Pathstone to Acquire Crestone

March 18, 2024

Peloton Capital Invests in Trilogy

March 18, 2024

MAI Capital Acquires LWS Wealth Advisors

March 13, 2024

TRIA Capital Acquires Minority Interest in Plancorp

March 13, 2024

Retirement Planning Group Acquires Dightman Capital

March 13, 2024
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Piper Sandler Companies Monthly Asset Management Report – January 2024

March 11, 2024

Perigon Wealth Acquires Prudeo Partners

March 7, 2024

General Atlantic Acquires Minority Interest in Partners Capital

March 6, 2024

EP Wealth Acquires Parker Advisory Group

March 6, 2024
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2023 BTG Symposium Panel Discussion: Overview of the Current M&A Market

March 6, 2024

AlTi Receives Strategic Investment from Allianz X and Constellation Wealth

March 4, 2024

Twenty Four Wealth Acquires Raymond Noel

March 4, 2024

Fidelity Wealth Management M&A Transaction Report – January 2024

March 4, 2024

OneDigital To Acquire Wintrust’s Retirement Benefits Advisors Division

February 28, 2024

Summit Partners with Garrett Perkins and Brad Werner & Co

February 28, 2024

Mariner Acquires AndCo Consulting and Fourth Street

February 28, 2024

LPL Financial to Acquire Atria

February 26, 2024

ECHELON’s RIA M&A Deal Report for 2023: Mega-Trends Report

February 26, 2024

DeVoe & Company Presents: RIA Acquisitions: Funding Solutions

February 26, 2024

Kovitz Agrees to Acquire Telemus Capital

February 21, 2024

OneDigital Acquires WealthSource Partners

February 21, 2024

Evoke Wealth Merges with Maven Bridge Capital

February 21, 2024

Buckingham Acquires Wasserman

February 14, 2024

Trivium Point Mergers with Paradigm Financial and Lyons & Lyons

February 14, 2024

Constellation Wealth Partners with Lido Advisors

February 13, 2024

Wealth Partners and HGGC Acquire Minority Stake in True North

February 12, 2024

MAI Capital Acquires Traverso Chambers

February 8, 2024

Constellation Wealth Invests in Perigon Wealth

February 8, 2024

CAPTRUST Acquires Engrave Wealth

February 5, 2024

ECHELON RIA M&A DEAL REPORT – Q4 2023

February 5, 2024

Dakota Wealth Acquires Ledge Wealth

February 5, 2024

Mercer Global Acquires River Glen Wealth

January 31, 2024

Hightower Invests in Capital Management Group

January 31, 2024

MAI Capital Acquires WaterStone Investment Counsel

January 31, 2024
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Piper Sandler Companies Monthly Asset Management Report – December 2023

January 29, 2024

Hub International Acquires Assets of Bienenfeld, Lasek and BLS Wealth

January 24, 2024

MAI Capital Acquires Madison Wealth Management

January 24, 2024

Advanced Retirement Strategies Joins Carson Partners

January 24, 2024

MONECO Acquires Willow Investments

January 22, 2024

WEG Acquired Foundational Wealth

January 22, 2024

Aon to Acquire Wealthspire’s Parent NFP

January 22, 2024

Waverly Advisors Acquires StrategIQ Financial Group

January 17, 2024

Mariner Wealth Acquires Confluence Financial Planning

January 17, 2024

Savant Wealth Acquires FirstWave Financial

January 17, 2024

Mercer Global Acquires Transitions Wealth Management

January 17, 2024

Wealth Enhancement Group Acquires Landmark Financial Advisors

January 12, 2024

Exencial Wealth Acquires Weinheimer Wealth Management

January 12, 2024

Wealth Enhancement Group Acquires Asset Management Resources

January 10, 2024

LPL Acquires Minority Interest in Independent Advisor Alliance

January 10, 2024
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Piper Sandler Companies Monthly Asset Management Report – November 2023

January 8, 2024

Edelman Acquires New England Pension Plan Systems

January 8, 2024

Mercer Global Acquires Brighton Financial Planning

January 4, 2024

Merit Acquires ClearBridge

December 27, 2023

Cynosure Invests in Wellington-Altus

December 27, 2023

Alltown Acquires Silicon Valley Wealth and Hall Private Wealth

December 27, 2023

Dakota Wealth to Acquire C2C Wealth Management

December 22, 2023

CAPTRUST Acquires Trutina Financial

December 22, 2023

Summit Financial Acquires Minority Stake in Prostatis Financial

December 21, 2023

Cornerstone Wealth Acquires Sutton Wealth Advisors

December 21, 2023

Iconiq Growth Invests in Pontera

December 21, 2023

Constellation Wealth Capital Invests in AlphaCore Wealth

December 18, 2023

Mercer Global Acquires Paragon Wealth Strategies

December 18, 2023

Creative Planning to Acquire Daniels + Tansey

December 13, 2023

Perigon Acquires Wealth Advisors, Inc.

December 13, 2023

Steward Partners Acquires Miller Family Wealth

December 7, 2023

Curi Acquires Majority Stake in RMB Capital

December 7, 2023
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Piper Sandler Companies Monthly Asset Management Report – October 2023

December 5, 2023

Wealth Enhancement Group Acquires Retirement Advisory Group

December 1, 2023

Captrust Acquires Column Capital

December 1, 2023

Beacon Pointe acquires Reed Finney Team and Private Capital Management

November 27, 2023

Buckingham to Acquire Briggs and LifePlan

November 22, 2023

Choreo Acquires BDO Wealth

November 15, 2023

Mariner to Acquire Baystate

November 15, 2023

Dakota Wealth to Acquire JMG Wealth Management

November 13, 2023

Sequoia to Acquire M Capital Advisors

November 8, 2023

Neuberger Bergman Acquires Stake in Merit Financial

November 8, 2023

Beacon Pointe Acquires Private Capital Management

November 6, 2023

Mercer Global Advisors Acquires Kingfisher Capital

November 6, 2023

Steward Partners Acquires Sunshine Private Wealth

November 3, 2023

Heritage Acquires Mangham

October 26, 2023
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Piper Sandler Companies Monthly Asset Management Report – September 2023

October 23, 2023

Wealth Enhancement Group Acquires KCS

October 23, 2023

Titan Wealth Acquires Prism Financial

October 18, 2023

ECHELON RIA M&A Deal Report – Q3 2023

October 16, 2023

Waverly Acquires SoundPath

October 12, 2023

Creative Planning Acquires Kistler-Tiffany

October 9, 2023

Edelman Acquires Alight Wealth

October 9, 2023

Mesirow acquires Front Barnett

October 4, 2023

NFP Acquires Divergent Wealth

October 4, 2023

Bluespring Acquires Christopher Street

October 4, 2023

Ironbark to Merge with Invest Blue

October 2, 2023

Carlyle Acquires Minority Stake in CAPTRUST

October 2, 2023

Johnson Financial Will Acquire The Appleton Group

October 2, 2023

Soderberg Invests in Timothy James, Dartington, and Atherton

September 27, 2023

OneDigital Acquires Triad Financial

September 27, 2023

Modern Wealth Acquires Midwest Financial

September 25, 2023
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Piper Sandler Companies Monthly Asset Management Report – August 2023

September 25, 2023

Dakota Wealth to Acquire Jonathan D. Pond

September 25, 2023

Cetera Acquires Avantax

September 20, 2023

Mercer Acquires Private Asset Management

September 18, 2023

Long Ridge Invests in RFG Advisory

September 13, 2023

Clayton Dubilier Acquires Focus Financial

September 13, 2023

Goldman Sachs Announces Sale of Personal Financial Management Business

September 13, 2023

Pensionmark Will Acquire Financial Solutions

September 11, 2023

Rothschild Acquires Sentinus

September 6, 2023

Verdence Capital Acquires Vantage Private Wealth

September 6, 2023

TMI Holdings Merged with Argent

September 1, 2023

CI Financial Acquires Coriel

September 1, 2023

Progeny Group Acquires Fiscal Engineers

September 1, 2023

Sequoia to Acquire Affinia

August 28, 2023
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Piper Sandler Companies Monthly Asset Management Report – July 2023

August 28, 2023

Fidelity Investments Monthly Wealth Management Report – July 2023

August 28, 2023

Fairport Wealth Acquires Wealth CMT

August 23, 2023

Cetera Acquires Powell Financial Partners

August 23, 2023

Bryn Mawr Capital Acquires Financial Advisors

August 21, 2023

Mission Wealth Acquires BHJ

August 16, 2023

Mercer Acquires Steward Wealth Management

August 16, 2023
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Seward & Kissel Presents: Life Cycle of an Asset Manager – Seeding, Selling, and Succession

August 14, 2023

Adviser Investments Acquires Lejeune Puetz

August 9, 2023

One Seven Partners with Callahan Financial

August 9, 2023

Asset Management Group Joins MAI Capital

August 9, 2023

Litman Gregory Acquires Wedgewood Partners’ Private Client Business

August 7, 2023

DeVoe & Company Presents: Accelerating Your Firm’s Organic Growth

August 7, 2023

Savant Acquires Raymond F. Book and Associates

August 2, 2023

Pathstone To Acquire Veritable

July 31, 2023

Mercer Global Acquires Day & Ennis

July 31, 2023

DeVoe & Company Presents: M&A+ Succession Summit

July 31, 2023

Cerity Merges with Lumina

July 27, 2023

CAPTRUST Acquires Southern Wealth Management

July 27, 2023

Allworth Acquires The Harvest Group

July 27, 2023

Cerity Partners Merges with AJ Wealth

July 24, 2023

Abry Partners Will Acquire Equity Interest in Prime Capital

July 24, 2023

UBP Acquires Angel Japan

July 19, 2023

Hightower Invests in GMS Surgent

July 19, 2023

Emigrant Partners Invests in MONECO Advisors

July 17, 2023

Republic Capital Group Presents: The Significant Opportunity Created by Wealth Management and CPA...

July 17, 2023

Rosemont Invests in Landmark Management

July 17, 2023

Crestwood Advisors Acquires Endurance Wealth Management

July 12, 2023

OneDigital to Acquire Stonestreet Equity

July 12, 2023

ECHELON RIA M&A Deal Report – Q2 2023

July 10, 2023

NFP and Wealthspire Acquire Actuarial

July 10, 2023

Merit Acquires Financial Analysts

July 7, 2023

Carson Wealth Acquires Northwest Capital Management

July 5, 2023

Savant Acquires The Relaxing Retirement Coach

July 5, 2023

Captrust Acquires Omega Wealth Partners

June 30, 2023

Hightower Invests in Meyer Capital Group

June 28, 2023

Mercer Announces Acquisition of RMR Wealth Advisors

June 28, 2023

Hightower Invests in Vigilant Wealth Management

June 26, 2023

Creative Planning Acquires BerganKDV

June 26, 2023

Hightower Invests in Boston Hill Advisors

June 21, 2023

Mariner Wealth Acquires Spring

June 21, 2023
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Piper Sandler Companies Monthly Asset Management Report – April 2023

June 16, 2023

Cetera Acquires The Retirement Planning Group

June 14, 2023

MAI Capital Acquires Wiener Financial Management

June 14, 2023

Tiedemann Acquires AL Wealth

June 12, 2023

Stratos Acquires Majority Stake in BWM Financial

June 12, 2023

CAPTRUST Acquires Aevitas Wealth

June 7, 2023

Bain Capital, Abu Dhabi Investment Authority, and Others Invest in CI Private Wealth US

June 7, 2023

Dakota Wealth Acquires Stillwater Investment Management

June 7, 2023

Cresset Merges with True Capital Management

June 5, 2023

Houlihan Lokey Wealth Management Market Update – Spring 2023

June 5, 2023

Burnham Harbor Private Wealth Joins Sanctuary Wealth

May 31, 2023

Pathstone to Acquire Brainard Capital

May 26, 2023

Audax Invests in Congress Wealth Management

May 24, 2023

Cerity Acquires Jurika, Mills & Keifer

May 22, 2023

Modera Acquires Parsec

May 22, 2023

Allworth Acquires McDaniel Knutson Financial

May 17, 2023

Atria Acquires Grove Point Financial

May 17, 2023

Wealth Management M&A: How important is product mix to the buyers in their evaluation of a wealth...

May 17, 2023

CAPTRUST Acquires QA Wealth Management

May 15, 2023

Modern Wealth Acquires Barber Financial, Osiwala Financial, and Financial Security

May 15, 2023

Beacon Pointe Acquires YorkBridge

May 10, 2023

Wealth Enhancement Group Acquires New Era Financial

May 10, 2023

DeVoe & Company RIA M&A Deal Report – Q1 2023

May 8, 2023

Carson Wealth Acquires Integrated Wealth

May 8, 2023
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OneDigital Acquires Huntington’s Retirement Advisory Business

May 3, 2023
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Rathbones Acquires Investec

May 3, 2023

Wealth Management M&A: How do you send the right message to clients during the post-closing...

May 3, 2023
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Piper Sandler Companies Monthly Asset Management Report – March 2023

May 1, 2023

Crestview Partners Invests in Modern Wealth

May 1, 2023

Mercer Announces Acquisition of Andesa Financial Management

April 26, 2023

EP Wealth Acquires Lehman & DeRafelo

April 26, 2023

Perigon Acquires Stakeholders Capital

April 26, 2023

ECHELON RIA M&A Deal Report – Q1 2023

April 24, 2023

Mariner Acquires Goldfinch Wealth Management

April 19, 2023
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Focus Financial Acquires Westcourt Capital

April 19, 2023

Wealth Management M&A: What does the landscape of buyers in the wealth management marketplace look...

April 19, 2023

Wealth Enhancement Group Acquires Equius Partners

April 17, 2023

Wealthspire to Purchase Heron Wealth

April 17, 2023

CI Financial to Acquire Avalon Advisors

April 17, 2023

Wealth Enhancement Group Acquires Prozan Financial

April 12, 2023

GeoWealth Acquires First Ascent Asset Management

April 12, 2023

Credent Wealth Acquires TruNorth and Miller Private Wealth

April 12, 2023
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Piper Sandler Companies Monthly Asset Management Report – February 2023

April 10, 2023
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Berkshire Global Advisors – 2023 Financial Services Industry Review

April 10, 2023

Wealth Management M&A: When is the right time to engage an investment banker?

April 5, 2023

Carson Wealth Acquires Shobe Financial

April 5, 2023
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Piper Sandler 2022 Asset & Wealth Manager Transaction Review and 2023 Forecast

April 3, 2023

First Citizens to Acquire SVB

April 3, 2023

Prime Capital Acquires Cornerstone

April 3, 2023

CAPTRUST Acquires Monroe Vos

April 3, 2023

DeVoe & Company Presents: Selling your RIA

April 3, 2023

Allworth Acquires One To One Financial

March 29, 2023

Kelso and Lovell Minnick Invest in Pathstone

March 27, 2023

Creative Planning Acquires Telarray Advisors

March 27, 2023

Allworth Acquires RedRock

March 22, 2023

Lazard Acquires Truvo Partners

March 22, 2023

Cerity Merges with Gamble Jones

March 22, 2023

Wealth Management M&A - How to command a higher valuation?

March 22, 2023

Beacon Pointe Completes Five Acquisitions

March 15, 2023

Integrated Partners Acquires Laurel Wealth

March 15, 2023

DeVoe Alert Early 2023

March 13, 2023

Mariner Wealth Acquires Walker Wealth

March 13, 2023

Webinar: The Emotional Journey of RIA M&A

March 13, 2023

Clayton Dubilier to Acquire Focus Financial

March 8, 2023

Pathstone to Acquire Rex Capital Advisors

March 8, 2023

When the deal closes - How do the acquiring firms help the target firms manage their business?

March 8, 2023

Sequoia to Acquire Zeke

March 6, 2023
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Piper Sandler Companies Monthly Asset Management Report – January 2023

March 6, 2023

Mercer Acquires Empyrion

March 6, 2023

Hightower Invests in Bickling Financial

March 1, 2023
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Savant Acquires Capital Directions

March 1, 2023

DeVoe The Heart of the Deal

February 27, 2023

Cerity Acquires Maryland Capital

February 27, 2023

Objectives of principal’s selling a stake in their firms and how various deal structures accomplish...

February 22, 2023

Choreo Acquires GreerWalker Wealth

February 22, 2023

Cetera Acquires Retail Wealth Business of Securian Financial

February 22, 2023

TC Wealth Merges with EFG Advisors

February 22, 2023
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Sun Life Invests in Advisors Asset Management

February 15, 2023

Canaccord to Acquire Canadian Private Wealth Business of Mercer Global

February 15, 2023

Emigrant Invests in SteelPeak

February 13, 2023

DeVoe & Company RIA M&A Deal Report – Q4 2022

February 13, 2023

CD&R Bids to Acquire Focus Financial

February 8, 2023

What is the landscape for wealth management M&A in the current environment?

February 8, 2023

Parallel Advisors Acquires AUTUS Asset Management

February 6, 2023
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Prime Capital Partners with Earth Equity Advisors

February 6, 2023

Lido Advisors Partners with Colorado Financial Management

February 1, 2023

Carson Wealth Invests in White Ember

February 1, 2023

Charles Schwab Acquires Family Wealth Alliance

February 1, 2023

CAPTRUST Acquires TrustCore

January 30, 2023

Stanhope Capital Group Acquires Arche Associates

January 30, 2023
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Piper Sandler Companies Monthly Asset Management Report – December 2022

January 27, 2023

ECHELON RIA M&A Deal Report –2023

January 27, 2023

Choreo Acquires Cherry Bekaert

January 25, 2023

Lorne Park Acquires Stake in Promus

January 25, 2023

GYL Financial Acquires Financial Partners Capital Management

January 25, 2023

Snowden Lane Partners Obtains Credit Facility

January 23, 2023

Prime Capital Acquires Stonnington Group

January 23, 2023

Emigrant Invests in Dakota Wealth Management

January 20, 2023
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Piper Sandler Companies Monthly Asset Management Report – November 2022

January 20, 2023

Spouting Rock Acquires Reinhart Partners

January 18, 2023

Alera Acquires The Ascent Group

January 18, 2023

Cerity Merges with Ashfield Capital

January 18, 2023

Emigrant Invests in F.L. Putnam

January 13, 2023

Wealth Enhancement Group Acquires BFS Wealth Management

January 13, 2023

Waverly Acquires Sandifer

January 11, 2023

AssetMark Acquires Adhesion Wealth

January 9, 2023

DeVoe Annual RIA M&A Outlook

January 9, 2023

Charles Schwab Acquires Minority Stake in Dynasty

January 4, 2023

SageView Acquires Horsetooth

December 28, 2022

Prime Capital Partners Acquires Liberty Wealth

December 28, 2022

Modera Acquires Bernhardt

December 21, 2022

Bluespring Acquires Goldstein

December 21, 2022

SageView Acquires Lakeview

December 21, 2022

Pathstone Acquires Willow Street

December 19, 2022

Hightower Bellevue Merges with Sovereign

December 14, 2022

Mercer Acquires Vintage

December 14, 2022

Perennial Acquires Ford Financial

December 14, 2022

Mariner Wealth to Purchase Hayes Financial

December 12, 2022

Mercer Acquires Regis

December 7, 2022

Davis & Seiley Joins HoyleCohen

December 7, 2022
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Piper Sandler Companies Monthly Asset Management Report – October 2022

December 5, 2022

Wealthspire to Purchase Sage Financial Advisors

December 5, 2022

Buckingham Acquires Clintsman

November 30, 2022

Perigon Merges with PM Wealth

November 30, 2022

Wealth Enhancement Group Acquires BTR Capital Management

November 28, 2022

DeVoe RIA M&A Recap

November 21, 2022

Fidelity Wealth Management M&A Transaction Report – October 2022

November 21, 2022

Wealth Enhancement Group Acquires Scroggins

November 17, 2022

ECHELON RIA M&A Deal Report – Q3 2022

November 14, 2022
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Piper Sandler Companies Monthly Asset Management Report – September 2022

November 7, 2022

Wealth Enhancement Group Acquires Pinnacle

November 4, 2022

Cerity Merges with Covington Capital

October 28, 2022

Oak Hill Acquires Minority Stake in Kestra

October 28, 2022

Merit Acquires Triad

October 28, 2022

Wealth Enhancement Group Acquires Sadoff

October 26, 2022

Valeas to Acquire Minority Stake in Sequoia

October 24, 2022

BDT Merging with MSD

October 24, 2022

Sun Life to Acquire Majority Stake in Advisors Asset Management

October 21, 2022

Savant Acquires World Trend and Terry Lockridge & Dunn

October 19, 2022

Kingswood to Acquire MMPI

October 19, 2022

Mariner Wealth Acquires Executive

October 19, 2022

Audax Invests in Harbourfront

October 17, 2022

Ledn to Acquire Arxnovum Investments

October 14, 2022

Edelman Acquires Herrmann & Cooke

October 14, 2022

Fairport Wealth to Acquire Optimal Portfolio

October 14, 2022

Allworth Acquires Muchler

October 12, 2022

Evelyn Partners Acquires Arena Wealth

October 12, 2022

Mercer Acquires Goldstein Munger

October 7, 2022

Focus Financial Acquires FourThought

October 7, 2022

NFP Acquires Newport

October 5, 2022

Focus Acquires Beaumont

October 3, 2022
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Piper Sandler Companies Monthly Asset Management Report – August 2022

September 26, 2022

Miracle Mile merges with Karp

September 26, 2022

Buckingham to Acquire Dental Wealth Advisors

September 19, 2022
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Berkshire Global Advisors –2022 Midyear Report

September 19, 2022

Equitable to Acquire Penn Investment Advisors

September 14, 2022

Allworth Acquires Second Opinion

September 14, 2022

Kudu Makes Minority Investment in Escalate

September 12, 2022

Beacon Pointe Acquires Benchmark

September 7, 2022

Hightower Invests in Highland

September 5, 2022

Merit Acquires Mersberger

September 5, 2022

Reverence to Acquire a Stake in Signature Estate

August 31, 2022

Creative Planning Acquires Wipfli Financial Advisors

August 29, 2022

Transform Wealth to Acquire Strategic Capital Advisers

August 29, 2022

Clearstead to Acquire Scott Snow

August 29, 2022

Alera Acquires Johnson Brunetti

August 24, 2022
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Piper Sandler Companies Monthly Asset Management Report – July 2022

August 22, 2022

Mariner Wealth Acquires Heber Fuger Wendin

August 22, 2022

Integrity Marketing Group to Acquire Gladstone Wealth

August 22, 2022

Captrust Acquires Frontier

August 22, 2022

Cary Street Acquires DHFB from Atlantic Union Bank

August 19, 2022

MGO Merges with One Seven

August 17, 2022

Edelman Financial Engines Acquires Smart Investor

August 15, 2022

DeVoe & Company RIA M&A Deal Report – Q2 2022

August 15, 2022

Echelon Hosts Ask the Experts Program

August 15, 2022

Wealth Enhancement Group Acquires Titus

August 10, 2022

Kingswood to Merge with Wentworth

August 8, 2022
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Houlihan Lokey - Summer 2022 Retirement Industry Overview

August 8, 2022

Mariner Wealth Acquires The Financial Services Network

August 8, 2022

MAI Partnering With Intersect Capital

August 8, 2022

WA Asset Management Acquires BT Wealth

August 4, 2022

Kudu Makes Minority Investment in GenTrust

August 1, 2022

ECHELON RIA M&A Deal Report –2Q 2022

August 1, 2022

Pro Ice Management Group Joins Cardinal Point

August 1, 2022

Mariner to Acquire Corbenic

July 29, 2022

Dakota to Acquire Loveless

July 28, 2022

Pathstone to Acquire Dyson Capital Advisors

July 25, 2022
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Piper Sandler Companies Monthly Asset Management Report – June 2022

July 25, 2022

DeVoe M&A+ Succession Summit Event

July 25, 2022

Wealth Enhancement Group to Acquire Hawkins Wealth Management

July 25, 2022

Mariner Acquires Emerson

July 22, 2022

LPL Financial to Acquire Boenning & Scattergood

July 20, 2022

Advisor Group Acquires American Portfolios

July 18, 2022

Prime Capital Partners with Burns

July 13, 2022

Cresset Merges with Meristem

July 11, 2022

Sanctuary Secures Financing from Kennedy Lewis

July 11, 2022

Mariner to Acquire Taylor Wealth

July 11, 2022

SageView Acquires kPlans

July 6, 2022
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Piper Sandler Companies Monthly Asset Management Report – May 2022

July 1, 2022

Lido to Acquire Enterprise

July 1, 2022

Wealth Enhancement Group Acquires Kings Point

July 1, 2022

Focus Financial to Partner with Icon Wealth

July 1, 2022

Rockefeller Acquires Spearhead’s Wealth Management Business

June 29, 2022

Creative Planning Acquires Rosen Capital Management

June 27, 2022

AssetMark to Acquire Adhesion Wealth

June 27, 2022

Orion to Acquire TownSquare

June 24, 2022

Genstar Leads Recapitalization of Cerity

June 22, 2022

Allworth Acquires UAS

June 22, 2022

OneDigital Acquires TimeScale

June 20, 2022

BKD to merge with Dixon Hughes Goodman

June 20, 2022

Buckingham Merges with Grecu Capital

June 20, 2022

Beacon Pointe partners with Duncan Financial and Goldstein Group

June 17, 2022

Henry+Horne to Join InterOcean

June 10, 2022

CI Financial Acquires Galapagos Partners

June 6, 2022

Merchant Acquires Minority Stake in Argos

June 6, 2022

Adviser Investments to Partner with Polaris

June 3, 2022

Karn Couzens Joins Carson

May 25, 2022
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Piper Sandler Companies Monthly Asset Management Report – April 2022

May 23, 2022

Cerity to Merge with Permit

May 18, 2022

Emigrant Invests in Koda

May 16, 2022

Focus to Partner with Octogone

May 11, 2022

ECHELON RIA M&A Deal Report – Q1 2022

May 9, 2022

Mercer Advisors Acquires HYA Advisors

May 9, 2022

Stratos Acquires Minority Stake in Veritas Boston

May 2, 2022

Simon Quick Acquires Red Hook

May 2, 2022

WAAM to Acquire Clark Financial

April 27, 2022

Ulrich Acquires Strategic Wealth

April 25, 2022

Creative Planning Acquires Heritage Way

April 25, 2022

Homrich Acquires Oakbridge

April 22, 2022

RBC to Acquire Brewin Dolphin

April 20, 2022

CI Financial Announces IPO

April 18, 2022

Vistria Group Invests in Mather Group

April 18, 2022

Creative Planning Acquires Keystone Wealth

April 18, 2022

GSAM to Acquire NextCapital

April 15, 2022

Goldman Sachs to Acquire NextCapital

April 13, 2022

CI Financial to Acquire Assets of Eaton Vance

April 11, 2022

Hightower Invests in Altium

April 11, 2022

Stratos Wealth Acquires Minority Stake in Robert Patti’s Wealth Manager

April 7, 2022
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Piper Sandler Companies Monthly Asset Management Report – February 2022

April 4, 2022

Creative Planning Acquires Emery Howard

April 4, 2022

Allworth Acquires Horseman

April 1, 2022

Gateway Financial Acquires Advisors’ Pride

March 30, 2022
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Piper Sandler Companies 2021 Asset Manager Transaction Review and 2022 Forecast

March 28, 2022

Fidelity M&A Transaction Report – February 2022

March 28, 2022

Mercer Advisors Acquires Benemark

March 28, 2022

Bluespring Wealth Acquires CD Wealth

March 28, 2022

DeVoe Elevate Event

March 21, 2022

Carlyle to Acquire CBAM

March 21, 2022

Cerity Merges with Investec

March 21, 2022

Merchant Acquires Minority Stake in CBA

March 18, 2022

Aviva to Acquire Succession

March 16, 2022

Stratos Acquires Majority Stake in NSC Asesores

March 14, 2022

Cerity Merges with Daintree

March 14, 2022

Blackstone Invests in ASK

March 14, 2022

Buckingham to Acquire Lumia

March 11, 2022

Creative Planning Acquires TDG

March 10, 2022

Integrity Marketing Group Acquires Foschini

March 9, 2022

Stratos Acquires Minority Stake in BWM

March 9, 2022
,

Piper Sandler Companies Monthly Asset Management Report – December 2021

March 7, 2022

Heightened Scrutiny of Private Equity: Effect on RIA Acquisition Market

March 7, 2022

Mariner Wealth to Acquire Arbor Wealth

March 7, 2022

Rosemont Acquires Minority Stake in Veris

March 4, 2022

Allworth Acquires JFA

March 4, 2022

Merchant Acquires Minority Stake in TruVestments

March 3, 2022

CI Financial to Acquire Corient

March 2, 2022

Mountain Capital Partners with Merchant

February 28, 2022

Kingswood to Acquire Allotts Financial Services

February 28, 2022

Merchant Acquires Minority Stake in RWA

February 25, 2022

Beacon Pointe Acquires Altavista Wealth Management

February 24, 2022

Merchant Acquires Minority Stake in Fusion Family Wealth

February 24, 2022

Merchant Acquires Minority Stake in Inspirion

February 23, 2022

Creative Planning Acquires JBJ Invest

February 21, 2022

Envestnet Acquires Non-Controlling Stake in Ellevest

February 18, 2022

SageView Acquires Capital One Investing’s Portfolio Assets

February 18, 2022

HGGC and Wealth Partners Invest in Apella

February 18, 2022

UBS to Acquire Wealthfront

February 16, 2022

Bluespring Wealth Acquires Security Financial

February 16, 2022

Dakota Wealth Acquires Pineno Levin

February 14, 2022

Facet Raises $100 Million in Series C Round

February 11, 2022

Merchant Partners with Southwestern Investment Group

February 11, 2022

Baird Acquires Hefren-Tillotson

February 11, 2022

NFP Merges Lenox and Wealthspire

February 9, 2022

ECHELON RIA M&A Deal Report –2021

February 7, 2022

Creative Planning Acquires Paradigm

February 7, 2022

Beacon Pointe Acquires Five RIAs

February 3, 2022

Captrust Acquires Crescent and New Market

February 2, 2022
,

Piper Sandler Companies Monthly Asset Management Report – December 2021

January 31, 2022

Creative Planning Acquires Reilly

January 31, 2022

CI Financial to Acquire Northwood

January 28, 2022

Merit Merges with Biltmore and Stone Creek

January 27, 2022

Merchant and Summit to Make Strategic Investment in Fieldpoint

January 27, 2022

Mercer Advisors Acquires Cordasco

January 26, 2022

DeVoe & Company RIA M&A Deal Report – Q4 2021

January 24, 2022

Republic Capital 2022 Emerging Leaders Awards

January 24, 2022

Penfund Invests in Mariner

January 24, 2022

Wealth Enhancement Group to Acquire The Gensler Group

January 21, 2022

Parthenon to Acquire RSM US Wealth Management

January 21, 2022

Laird Norton Merges with Wetherby

January 19, 2022

Beacon Pointe Partners with Pacific Edge

January 14, 2022

Mariner Acquires Cascadia

January 14, 2022

Perigon Acquires Baker & Associates

January 13, 2022

LGT to Acquire Crestone Wealth

January 12, 2022

Hightower Acquires TC Wealth

January 10, 2022
,

Piper Sandler Companies Monthly Asset Management Report – November 2021

January 10, 2022

EP Wealth Acquires Mindful Money

January 10, 2022

Canaccord Acquires PSW

January 7, 2022

Wescott Financial Acquires Asset Planning Services

January 6, 2022

CI Financial to Acquire Columbia Pacific

January 5, 2022

WEG Acquires Vivid

December 31, 2021

Merchant Acquires Stake in Brainvest

December 29, 2021

MAI Acquires Queens Oak Advisors

December 29, 2021

Hightower Acquires Stake in 6 Meridian

December 27, 2021

Everest Prices Initial Public Offering

December 27, 2021

MAI Acquires Hochman Cole

December 23, 2021

Bluespring Wealth Acquires Capital Planning

December 22, 2021

Emigrant Partners Acquires Minority Interest in Beaird Harris

December 20, 2021

CI Financial to Acquire RegentAtlantic

December 20, 2021

Altamont Invests in Horizon

December 17, 2021

Captrust Acquires RINET

December 16, 2021

Hightower Acquires Stake in Clear Perspective

December 16, 2021

Focus to Partner with Cassady

December 15, 2021

Focus to Partner with Alley Company

December 15, 2021

CI Private Wealth Acquires Matrix

December 13, 2021

Aspiriant Merges with HearthStone

December 13, 2021

Mariner Wealth to Acquire Robinson, Tigue, Sponcil

December 13, 2021

Creative Planning Acquires Dashboard

December 10, 2021

WEG Acquires Cardan

December 10, 2021

Beacon Pointe Partners with Rosenthal

December 10, 2021

Wealthspire to Acquire Private Ocean

December 10, 2021

RGT Acquires Odyssey

December 10, 2021

Savant Acquires Filbrandt

December 10, 2021

Cerity to Merge with Bingham, Osborne & Scarborough

December 6, 2021
,

Piper Sandler Companies Monthly Asset Management Report – October 2021

December 6, 2021

Mariner Wealth to Acquire Savant Investment

December 6, 2021

Warren Averett Partners With Wealth Partners Capital and HGGC

December 6, 2021

The Colony Group to Acquire Derby & Company

December 2, 2021

Wipfli To Acquire Redwood

December 2, 2021

Lockton to Partner with Creative Planning

December 1, 2021

Sequoia to Acquire NCA Financial Planners

November 29, 2021

CI Financial to Acquire Gofen and Glossberg

November 29, 2021

Bravura Capital invests in Venturi

November 29, 2021

Allworth Financial to Partner with RG Capital

November 24, 2021

Allworth Financial to Partner with DeGreen

November 24, 2021

Pure Financial to Acquire Kaufman Kampe

November 22, 2021

IDB Bank and Lido Advisors Announce Joint Venture

November 22, 2021

Fiducian to Acquire People’s Choice Financial Planning Business

November 22, 2021

Savant Receives Strategic Investment from Kelso

November 18, 2021

Focus to Partner with Mosaic Family Wealth

November 17, 2021

Dakota Wealth Acquires American Capital

November 12, 2021

Mercer Advisors Acquires Lake Point

November 12, 2021

Mariner Wealth Acquires Barley Mill Asset Management

November 11, 2021

Hightower Acquires Stake in Bluerock

November 10, 2021
,

Piper Sandler Companies Monthly Asset Management Report – September 2021

November 8, 2021

DeVoe & Company RIA M&A Deal Report – Q3 2021

November 8, 2021

Bluespring Wealth Acquires Ritter Daniher

November 5, 2021

Fairport Wealth Acquires FMA Advisory

November 4, 2021

WEG to Acquire TWEG

November 3, 2021

WEG to partner with Carroll Financial

November 3, 2021

WEG to Acquire QCI

November 1, 2021

Captrust Acquires Covenant

November 1, 2021

ECHELON RIA M&A Deal Report – Q3 2021

November 1, 2021

Apella to Partner with Wealth Partners Capital Group

October 29, 2021

Wealthspire to Acquire Private Capital Group

October 29, 2021

Flexpoint to Acquire Clearstead

October 29, 2021

Hub International Acquires Millennium

October 28, 2021

Hightower Invests in Alexandria Capital

October 27, 2021

Hightower to Invest in Landsberg Bennett

October 27, 2021

CI Financial to Acquire McCutchen

October 25, 2021

Connectus to Acquire NorthCoast

October 25, 2021

Mariner Wealth to Acquire FCG Advisors

October 25, 2021

EP Wealth Acquires Homewood

October 22, 2021

Cresset Merges with Berman Capital Advisors

October 22, 2021

Beacon Pointe Acquires Stonegate

October 21, 2021

Allworth Acquires Novak

October 21, 2021

Focus to Acquire NEIRG

October 20, 2021

Sanctuary Wealth Acquires a Stake in InnoVise

October 18, 2021

CI Financial Acquires Portola

October 18, 2021

Integrity Marketing Group Acquires WealthFirm

October 15, 2021

GYL Financial Synergies to acquire Wechter Feldman

October 15, 2021

Coldstream Merges with Rosenbaum Financial

October 14, 2021

Bluespring Wealth Acquires Hedeker Wealth

October 13, 2021

Mariner Wealth to Acquire Pinnacle Group

October 12, 2021

Buckingham to Acquire The Planned Approach

October 12, 2021

Buckingham Strategic Wealth to Acquire Siena Capital

October 7, 2021

WEG Partners with Walnut Creek

October 7, 2021

Hightower Advisors to Invest in Investment Security Group

October 7, 2021

Simplicity Acquires Sawtooth

October 4, 2021

MAI Capital Acquires Geier Asset Management

October 1, 2021

Focus to Partner with Cardinal Point

September 30, 2021

LeoGroup Merges with Capital and BFT Financial

September 29, 2021

TRIA Capital Acquires Minority Interest in Modera Wealth

September 29, 2021
,

Tiedemann and Alvarium to Combine with Cartesian Growth

September 27, 2021
,

Piper Sandler Companies Monthly Asset Management Report – August 2021

September 27, 2021

Beacon Pointe Acquires Northstar

September 23, 2021

Avantax to Acquire Headquarters Advisory Group

September 22, 2021
,

Tiedemann Group and Alvarium Investments Announce Transaction to Form Alvarium Tiedemann Holdings

September 20, 2021

Kudu Acquires Minority Interest in Douglass Winthrop

September 20, 2021

Nesvold Acquires Minority Interest in Republic Capital

September 20, 2021

Onex to Invest in WEG

September 20, 2021

Colony Group to Acquire Legacy Wealth

September 16, 2021

CI Financial to Acquire Budros, Ruhlin & Roe

September 15, 2021

Focus to Partner with Ancora

September 13, 2021

DeVoe M&A+ Succession Summit

September 13, 2021

Merit Financial Acquires Consilium

September 10, 2021

Webinar: Clearing the Path to Securing Capital

September 3, 2021

WEG Acquires Serafini

September 2, 2021

Hightower Acquires Farr, Miller & Washington

September 1, 2021

Merchant Acquires Stake in Concurrent

August 30, 2021

Savant to Acquire Treybourne Wealth

August 27, 2021

LGT to Acquire Minority Stake in LIQID

August 26, 2021

Mariner Wealth to Acquire Channel Islands

August 25, 2021
,

Piper Sandler Companies Monthly Asset Management Report – July 2021

August 23, 2021

Mariner Wealth to Acquire AdvicePeriod

August 20, 2021

New Mountain Invests in Homrich Berg

August 9, 2021

WEG Acquires Oakwood

August 4, 2021

Emigrant Partners Acquires Minority Interest in Gerber Taylor

August 2, 2021

Emigrant Partners Acquires Minority Interest in Verdence Capital

July 26, 2021

Dakota Wealth to Acquire Persimmon

July 16, 2021

Colony Group to Acquire New Providence

July 15, 2021

Captrust Acquires Stewardship

July 12, 2021

Steward Partners Secures Pritzker Investment

June 24, 2021

WEG to Acquire MACRO Consulting

June 23, 2021

WEG to Acquire Hoover Financial

June 18, 2021
,

Piper Sandler Companies Monthly Asset Management Report – April 2021

June 14, 2021

CI Financial to Acquire Dowling & Yahnke

May 24, 2021

MAI Acquires MWM Investment

May 12, 2021

Sequoia and Wealthstone to Merge

April 26, 2021

Mercer Acquires Epstein & White

March 29, 2021

CI Financial to Acquire Majority Stake in Brightworth

March 22, 2021
,

Piper Sandler Companies 2020 Asset Manager Transaction Review and 2021 Forecast

March 22, 2021

Axiom Financial to Partner with Merchant

March 18, 2021
,

On March 9, 2021, Seward & Kissel client iM Global Partner SAS announced that it will acquire...

March 15, 2021

Summit Partners Acquires Majority Stake in Adviser Investments

March 8, 2021
,

IMAS 2020 Annual Review of the UK Investment Sector

March 5, 2021

IK Investment and ICG to Partner with Formuesforvaltning

March 4, 2021

SCS Capital to Acquire Matheys Lane

March 3, 2021

Captrust Acquires Genovese

February 18, 2021

MAI to Acquire HW Financial

February 12, 2021

Captrust Acquires PWA

February 12, 2021

Mercer Acquires Marrs Wealth Management

February 11, 2021

Beacon Pointe Acquires CDA and Essex

February 10, 2021
,

Piper Sandler Companies Monthly Asset Management Report – December 2020

February 8, 2021

SVB to Acquire Boston Private

February 5, 2021

Merchant Acquires Stake in Miracle Mile

January 21, 2021

Wealth Enhancement Group Acquires Financial Wealth Management

January 13, 2021

Emigrant Partners Acquires Minority Interest in Ulrich Investment

January 11, 2021

$4.8 Billion Team Launches NewEdge Wealth

January 8, 2021

MAI Partners with Smith Capital

January 7, 2021

MassMutual to Acquire Flourish

January 6, 2021
,

FWM Holdings Announces Merger with Stanhope Capital Group

November 30, 2020

Emigrant Partners Acquires Minority Interest in Hollencrest

August 17, 2020

Kudu Acquires Minority Interest in Sequoia Financial Group

July 13, 2020

Emigrant Partners Acquires Minority Interest in Pure Financial Advisors

June 1, 2020

Emigrant Partners Acquires Minority Interest in Parallel Advisors

May 11, 2020

Emigrant Partners Acquires Minority Interest in Stratos Wealth

April 13, 2020

Kudu Acquires Minority Stake in First Long Island Investors

August 5, 2019

Kudu Acquires Minority Stake in Bingham, Osborne & Scarborough

October 22, 2018
,

Minority stake sales prop up investment management dealmaking activity

August 21, 2017

Timing of CIBC’s wealth management deal in US raises questions

July 14, 2017
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