WEG to partner with Carroll Financial

INVESTMENT MANAGEMENT DEALS BLOG

November 3, 2021

On September 9, 2021, Wealth Enhancement Group, LLC announced that it will partner with Carroll Financial Associates, Inc.

Under the terms of the transaction, Wealth Enhancement Group, LLC (“WEG”) will partner with Carroll Financial Associates, Inc. (“Carroll Financial”). As part of the transaction, Carroll Financial will transition its brokerage assets to LPL Financial Holdings, Inc. Larry Carroll will serve as WEG’s Senior Vice President and Financial Advisor and Kristopher Carroll will serve as WEG’s Managing Director. The deal was expected to close by November 1, 2021. Further terms of the deal were not disclosed.

WEG, based in Minneapolis, Minnesota, is an independent wealth management firm that offers financial planning and investment management services. As of July 31, 2021, WEG had approximately $38.8 billion in assets under management.

Carroll Financial, headquartered in Charlotte, North Carolina, is an independent Registered Investment Adviser that offers investment management, financial planning, estate planning, retirement planning, education planning, and transition planning services. Carroll Financial has approximately $4.7 billion in client assets.

To read the press release: please click here.

The opinions expressed are those of the author(s) and do not necessarily reflect the views of the firm or its clients, or any of its or their respective affiliates. This article is for general information purposes and is not intended to be and should not be taken as legal advice.