January 6, 2020

Vanguard and Ant Financial Enter into Joint Venture

On December 13, 2019, The Vanguard Group, Inc. and Ant Financial Services Group announced that they had entered into a new partnership to provide investment advisory services to Chinese retail investors.

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January 3, 2020

FS Investments Acquires Chiron Investment Management

On December 17, 2019, FS Investments announced an agreement to acquire Chiron Investment Management.

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January 2, 2020

Sun Life Financial to Acquire InfraRed Capital Partners

On December 18, 2019, Sun Life Financial Inc. announced that it had entered into an agreement to acquire a majority stake in InfraRed Capital Partners.

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January 2, 2020

Wellington-Altus Acquires TriVest Wealth

On December 11, 2019, Wellington-Altus Private Wealth announced an agreement to acquire TriVest Wealth Counsel Ltd.

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January 2, 2020

Sandler O’Neill Monthly Asset Management Report– November 2019

Sandler O’Neill + Partners, L.P. published its Monthly Asset Management Report for November 2019, which analyzes general industry information and transaction highlights.

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December 26, 2019

St. James’s Place plc to Acquire Policy Service

On December 11, 2019, St. James’s Place plc announced that it had entered into an agreement to acquire Policy Services Ltd. Pursuant to the agreement, St. James’s Place plc (“St. James’s Place”) will acquire Policy Services Ltd (“PSL”). After the acquisition, PSL will maintain its status as an independent FCA-authorized…

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December 23, 2019

Kudu and Pacific Current Acquire Minority Stake in Pennybacker Capital

On December 16, 2019, Pennybacker Capital Management, LLC announced that it had sold a minority interest to Seward & Kissel client, Kudu Investment Management, LLC and its co-investor Pacific Current Group Limited.

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December 23, 2019

Goldman Sachs BDC and Goldman Sachs Middle Market Lending to Merge

On December 9, 2019, Goldman Sachs BDC, Inc. announced that it had entered into an Agreement and Plan of Merger with Goldman Sachs Middle Market Lending Corp.

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December 20, 2019

UOB To Acquire VAM Vietnam Fund Management

On December 2, 2019, UOB Asset Management Ltd. announced that it had entered into an agreement to acquire VAM Vietnam Fund Management Joint Stock Company. Pursuant to the agreement, UOB Asset Management Ltd. (“UOB”), a subsidiary of United Overseas Bank Limited, will acquire VAM Vietnam Fund Management Joint Stock Company…

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December 20, 2019

ArrowMark Acquires StoneCastle’s Investment Platform

On December 9, 2019, StoneCastle Financial Corp. announced an agreement for ArrowMark Partners to acquire StoneCastle Asset Management LLC.

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