IM Deals Blog

Objectives of principal’s selling a stake in their firms and how various deal structures accomplish those goals

Written by admin | Feb 22, 2023

Check out the video below, which features a discussion from Seward & Kissel's panel titled, "Wealth Management Industry Transactions: Minority and Control Stakes." Speakers discuss the goals and objectives of principal's selling a stake in their firms and how various deal structures accomplish those goals.

Panelists include:

  • Elizabeth Bloomer Nesvold
  • Rob Jakacki - Kudu Investment Management, Managing Partner, CEO & CIO
  • Mike LaMena - Wealthspire Advisors, CEO
  • Danielle Lemberg (Moderator) - Seward & Kissel LLP, Counsel