Heightened Scrutiny of Private Equity: Effect on RIA Acquisition Market

INVESTMENT MANAGEMENT DEALS BLOG

March 7, 2022

Seward & Kissel partner Nicholas Miller was quoted in a recent InvestmentNews article regarding potential changes to government oversight of private equity. The article addresses a recent regulatory proposal from the Securities and Exchange Commission announcing heightened scrutiny of private equity funds and the effects the proposal might have on RIA acquisitions. Miller suggests that increased oversight could lead to higher regulatory costs. The SEC’s proposal will be open for public comment until at least April 11 of this year.

To read the article: please click here.