September 4, 2009

Ramius/Cowen Agreement – Section 4.16 Compliance with Laws; Permits

(a)  Each of Cowen and its Subsidiaries and CHRP has been since July 12, 2006 and is in compliance in all material respects with all Laws of any Governmental Entity and the rules and regulations of any Regulatory Agency that are applicable to its respective business, operations, or assets.  Cowen…

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September 4, 2009

Ramius/Cowen Agreement – Section 5.16 Compliance with laws; Permits.

(a)  Each of Ramius and its Subsidiaries and the Funds has been since January 1, 2006 and is in compliance in all material respects with all Laws of any Governmental Entity and the rules and regulations of any SRO that are applicable to its respective business, operations, or assets.  Except…

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July 22, 2009

Investment Banks

The following are investment banks with a specific industry focus on investment management firms: Barclays CapitalContact: Janis Vitols or Vishal Sheth(janis.vitols@barclays.com;212-526-5098)(vishal.sheth@barclayscapital.com;212-526-3566)   …

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July 14, 2009

About IM Deals SM

Mission Statement: IM DealsSM follows developments relating to mergers and acquisitions, joint ventures, private equity and venture capital investments, financings and seed deals involving firms in the investment management industry and is a service of Seward & Kissel’s Business Transactions Group.  Our attorneys represent investment management industry clients in all…

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