March 1, 2017

Old Mutual Wealth to Acquire Caerus

On February 28, 2017, Intrinsic Financial Services, a part of Old Mutual Wealth, announced it had reached an agreement to acquire Caerus Capital Group.

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July 10, 2013

Friess Buys Back Stake from AMG

On July 4, 2013, pionline.com reported that employees of Friess Associates, the adviser for the Brandywine mutual fund family, will buy back the 70% stake owned by Affiliated Managers Group (NYSE: AMG).

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June 12, 2013

Carlyle Acquires Remaining 40% of AlpInvest Partners

On June 3, 2013, Bloomberg reported that private equity firm The Carlyle Group had agreed to purchase the remaining 40% of AlpInvest Partners, a Dutch investment manager, for 2.8 million shares and €4 million in cash.  Carlyle acquired a 60% stake in AlpInvest in 2011.

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September 12, 2011

Accounting Firms

The following are accounting firms which are experienced at handling investment management transactional work:   EisnerAmper LLPContact: Joel Barth (joel.barth@eisneramper.com; 212-891-4154)   KPMG LLPContact:…

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August 8, 2011

KPMG Investment Management M&A Monthly

KPMG published the July 2011 edition of its Investment Management M&A Monthly report on activity and news relating to investment manager M&A. To read this publication, please click here.

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October 29, 2010

Hedge Funds’ Long-Awaited Deal Feast

The Wall Street Journal published this article on October 29, 2010 analyzing the recent increase in consolidation of hedge fund management firms.  To read this article, please click here.

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July 2, 2010

Ares/Allied – Section 10.1

10.1  Nonsurvival of Representations, Warranties and Agreements.   None of the representations, warranties, covenants and agreements set forth in this Agreement or in any instrument delivered pursuant to this Agreement shall survive the Effective Time, except for Section 6.6 and for those other covenants and agreements contained in this Agreement that…

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July 2, 2010

Ares/Allied – Section 8.2(b)

(b)  If this Agreement is terminated (1) by Parent or the Company pursuant to Section  8.1(b)(iv)  or by the Company pursuant to Section 8.1(c)(i)  (solely to the extent that Parent has committed a willful breach), (ii)  or (iv)  or (2) due to a Financing Issue, then Parent shall upon the…

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July 2, 2010

Ares/Allied – Section 8.2(a)

(a)  (i) If this Agreement shall be terminated by (a) Parent pursuant to Section 8.1(d)(i)  (solely to the extent that the Company has committed a willful breach), 8.1 (d)(ii) or 8.1(d)(iii)  or (b) by the Company pursuant to Section 8.1(c)(iii) , then the Company shall upon the date of such…

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July 2, 2010

Ares/Allied – Section 8.1

8.1  Termination.  This Agreement may be terminated at any time prior to the Effective Time, whether before or after approval of the Company Matters by the stockholders of the Company or the Parent Matters by the stockholders of Parent:   (a)  by mutual consent of the…

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