June 24, 2020
June 22, 2020
On June 9, 2020, Seward & Kissel client, City of London Investment Group PLC announced that it had entered into a merger agreement to acquire Karpus Management, Inc.
June 22, 2020
June 19, 2020
June 17, 2020
On June 10, 2020, CAPTRUST Financial Advisors announced an agreement to buy Lakeside Wealth Management. Pursuant to the agreement, CAPTRUST Financial Advisors (“CAPTRUST”) will buy Lakeside Wealth Management (“Lakeside”). Further terms were not disclosed. CAPTRUST, based in the Raleigh, is an independent registered investment advisor. As of March 31, 2020,…
June 12, 2020
On June 10, 2020, Catella AB announced an agreement to sell the majority of Catella Fund Management AB to Athanase Industrial Partner.
June 10, 2020
Pursuant to the agreement, Allworth Financial (“Allworth”) will acquire Capstone Capital, Inc. (“Capstone”). Further terms were not disclosed. Allworth, based in Sacramento, is an independent investment financial advisory firm that specializes in retirement planning, investment advising, tax planning & preparation, estate planning, and 401(k) management. As of January 2020, Allworth…
June 5, 2020
On May 27, 2020, LPL Financial LLC announced an agreement to acquire the assets of E.K. Riley Investments, LLC.
June 3, 2020
On May 26, 2020, CI Financial Corp. announced an agreement to buy a stake in Congress Wealth Management, LLC.
June 1, 2020
On May 27, 2020, Pure Financial Advisors, Inc. announced a minority stake investment by Seward & Kissel client Emigrant Partners, LLC. Pursuant to the terms of the transaction, Emigrant Partners, LLC (“Emigrant”) was issued a minority stake in Pure Financial Advisors, Inc. (“Pure Financial”). Terms of the deal were not…