June 24, 2020

PrimeWest to Acquire GoFARM

On June 19, 2020, it was announced that PrimeWest will acquire GoFARM Asset Management.

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June 22, 2020

City of London Investment Group to Acquire Karpus Management

On June 9, 2020, Seward & Kissel client, City of London Investment Group PLC announced that it had entered into a merger agreement to acquire Karpus Management, Inc.

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June 22, 2020

The Mather Group Acquires Barnett Financial

On June 11, 2020, The Mather Group, LLC announced that it had acquired Barnett Financial, Inc.

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June 19, 2020

AllianceBernstein Acquires AnchorPath

On June 17, 2020, AllianceBernstein L.P. announced that it acquired AnchorPath Financial, LLC.

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June 17, 2020

CAPTRUST to Acquire Lakeside Wealth Management

On June 10, 2020, CAPTRUST Financial Advisors announced an agreement to buy Lakeside Wealth Management. Pursuant to the agreement, CAPTRUST Financial Advisors (“CAPTRUST”) will buy Lakeside Wealth Management (“Lakeside”). Further terms were not disclosed. CAPTRUST, based in the Raleigh, is an independent registered investment advisor. As of March 31, 2020,…

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June 12, 2020

Athanase Purchases Majority Stake in Catella Fund Management

On June 10, 2020, Catella AB announced an agreement to sell the majority of Catella Fund Management AB to Athanase Industrial Partner.

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June 10, 2020

Allworth Financial to Acquire Capstone Capital

Pursuant to the agreement, Allworth Financial (“Allworth”) will acquire Capstone Capital, Inc. (“Capstone”). Further terms were not disclosed. Allworth, based in Sacramento, is an independent investment financial advisory firm that specializes in retirement planning, investment advising, tax planning & preparation, estate planning, and 401(k) management. As of January 2020, Allworth…

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June 5, 2020

LPL Financial to Acquire Assets of E.K. Riley Investments

On May 27, 2020, LPL Financial LLC announced an agreement to acquire the assets of E.K. Riley Investments, LLC.

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June 3, 2020

CI Financial Buys Stake in Congress Wealth Management

On May 26, 2020, CI Financial Corp. announced an agreement to buy a stake in Congress Wealth Management, LLC.

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June 1, 2020

Emigrant Partners Acquires Minority Interest in Pure Financial Advisors

On May 27, 2020, Pure Financial Advisors, Inc. announced a minority stake investment by Seward & Kissel client Emigrant Partners, LLC. Pursuant to the terms of the transaction, Emigrant Partners, LLC (“Emigrant”) was issued a minority stake in Pure Financial Advisors, Inc. (“Pure Financial”). Terms of the deal were not…

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