November 11, 2020

CI Financial Applies for NYSE Listing

On November 5, 2020, CI Financial Corp. announced it had applied to list its common shares on the New York Stock Exchange.

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August 31, 2020

WisdomTree Prices Offering of Convertible Senior Notes

On August 11, 2020 WisdomTree Investments, Inc. announced the pricing of a private placement offering of its convertible senior notes. Pursuant to the agreement, WisdomTree Investments, Inc. (“WisdomTree”) will offer an aggregate principal amount of $25 million of its convertible senior notes due in 2023 through a private placement offering.

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January 18, 2018

HDFC Asset Management Announces Approval of IPO

On November 30, 2017, HDFC Asset Management Company Limited announced its Board of Directors approved initiating the process for an IPO.

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November 16, 2017

Reliance Nippon Life Asset Management Launches IPO

On October 12, 2017, Reliance Nippon Life Asset Management Limited announced its IPO.

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May 31, 2017

Westpac to Decrease Stake in BT Investment Management

On May 24, 2017, Westpac Banking Corp. (NYSE:WBK) announced an underwritten offer of 60 million shares of Australian investment manager BT Investment Management Ltd. (ASX:BTT.AX), which will reduce Westpac Banking Corp.’s stake from 29% to 10%.

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November 10, 2014

Fifth Street Asset Management Closes $176 Million Credit Facility

On November 6, 2014, Fifth Street Asset Management Inc. announced the closing of a $176 million, five-year syndicated senior unsecured revolving credit facility.

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November 5, 2014

Fifth Street Asset Management Prices IPO

On October 29, 2014, Reuters reported that Fifth Street Asset Management (“Fifth Street”) announced the pricing of its initial public offering of 6 million shares of Class A common stock at $17.00 per share. The shares began trading on October 30, 2014 on the NASDAQ Global Select Market under the…

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September 8, 2014

Fifth Street Asset Management Files for $200M IPO

On September 8, 2014, reported that Fifth Street Asset Management Inc. filed a registration statement for the initial public offering of its Class A common shares for up to $200 million.

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April 7, 2011

Artisan Partners Announces IPO Plans

On April 6, 2011, Milwaukee-based investment manager Artisan Partners Asset Management Inc. announced that it had filed a registration statement with the SEC for a proposed initial public offering of class A common stock.

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June 2, 2010

Jupiter Plans for June IPO

Mutual fund manager, Jupiter Asset Management, intends to raise approximately £220 million ($322 million) through an initial public offering on the London Stock Exchange in June.

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