November 11, 2020
August 31, 2020
On August 11, 2020 WisdomTree Investments, Inc. announced the pricing of a private placement offering of its convertible senior notes. Pursuant to the agreement, WisdomTree Investments, Inc. (“WisdomTree”) will offer an aggregate principal amount of $25 million of its convertible senior notes due in 2023 through a private placement offering.
January 18, 2018
November 16, 2017
On October 12, 2017, Reliance Nippon Life Asset Management Limited announced its IPO.
May 31, 2017
On May 24, 2017, Westpac Banking Corp. (NYSE:WBK) announced an underwritten offer of 60 million shares of Australian investment manager BT Investment Management Ltd. (ASX:BTT.AX), which will reduce Westpac Banking Corp.’s stake from 29% to 10%.
November 10, 2014
On November 6, 2014, Fifth Street Asset Management Inc. announced the closing of a $176 million, five-year syndicated senior unsecured revolving credit facility.
November 5, 2014
On October 29, 2014, Reuters reported that Fifth Street Asset Management (“Fifth Street”) announced the pricing of its initial public offering of 6 million shares of Class A common stock at $17.00 per share. The shares began trading on October 30, 2014 on the NASDAQ Global Select Market under the…