March 1, 2021
On February 9, 2021, Hudson Structured Capital Management Ltd. announced that it has entered into a financing transaction with Eldridge Industries, LLC.
December 28, 2020
December 7, 2020
November 19, 2020
On November 17, 2020, CI Financial Corp. announced it had listed its common shares on the New York Stock Exchange. CI Financial Corp. (“CI”) announced it has listed its common shares on the New York Stock Exchange under the ticker symbol “CIXX”. CI, based in Canada (TSX: CIX) (NYSE: CIXX),…
October 1, 2020
On September 29, 2020, it was announced that Facet Wealth secured a $25 million Series B funding round led by Warburg Pincus LLC. Facet Wealth secured a $25 million Series B funding round led by Warburg Pincus LLC. These funds will be used to support the firm’s existing direct-to-business, which…
September 4, 2020
On August 11, 2020, KKR & Co. Inc. announced the pricing of an offering of its Series C Mandatory Convertible Preferred Stock.
August 31, 2020
On August 11, 2020 WisdomTree Investments, Inc. announced the pricing of a private placement offering of its convertible senior notes. Pursuant to the agreement, WisdomTree Investments, Inc. (“WisdomTree”) will offer an aggregate principal amount of $25 million of its convertible senior notes due in 2023 through a private placement offering.
August 12, 2020
On August 3, 2020, it was announced that GCM Grosvenor will become a public company through a merger with CF Finance Acquisition Corp.
December 10, 2018
April 2, 2018
On February 5, 2018, Seward & Kissel client, Kudu Investment Management announced that it has closed a $250 million investment from Oaktree Capital Management and White Mountains Insurance.