September 4, 2020

KKR Prices Offering of Mandatory Convertible Preferred Stock

On August 11, 2020, KKR & Co. Inc. announced the pricing of an offering of its Series C Mandatory Convertible Preferred Stock.

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August 31, 2020

WisdomTree Prices Offering of Convertible Senior Notes

On August 11, 2020 WisdomTree Investments, Inc. announced the pricing of a private placement offering of its convertible senior notes. Pursuant to the agreement, WisdomTree Investments, Inc. (“WisdomTree”) will offer an aggregate principal amount of $25 million of its convertible senior notes due in 2023 through a private placement offering.

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August 12, 2020

GCM Grosvenor to Go Public by Merging with CF Finance Acquisition Corp.

On August 3, 2020, it was announced that GCM Grosvenor will become a public company through a merger with CF Finance Acquisition Corp.

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December 10, 2018

Oz Management Announces Strategic Plan

On December 6, 2018, Oz Management announced a strategic plan to reallocate equity, deleverage the company’s balance sheet, and change the company’s tax classification.

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April 2, 2018

Kudu Closes $250 Million Investment from Oaktree and White Mountains

On February 5, 2018, Seward & Kissel client, Kudu Investment Management announced that it has closed a $250 million investment from Oaktree Capital Management and White Mountains Insurance.

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March 21, 2018

Victory Capital Initial Public Offering

On February 7, 2018, Victory Capital announced the pricing of its initial public offering of shares that began trading on February 8, 2018.

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January 18, 2018

HDFC Asset Management Announces Approval of IPO

On November 30, 2017, HDFC Asset Management Company Limited announced its Board of Directors approved initiating the process for an IPO.

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November 16, 2017

Reliance Nippon Life Asset Management Launches IPO

On October 12, 2017, Reliance Nippon Life Asset Management Limited announced its IPO.

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September 18, 2017

Brookfield’s Offering Increased by 12 Million Preferred Shares

On September 6, 2017, Brookfield Asset Management Inc. announced that its underwriters increased the size of Brookfield’s offering to 12 million Series A Preferred Shares, Series 48.

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June 30, 2017

BlackRock to Acquire Minority Stake in Scalable

On June 20, 2017, Scalable Capital announced the signing of a €30 million financing round, led by BlackRock and existing investors.

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