April 5, 2021

Kudu Closes $300 Million Credit Facility with MassMutual

On April 1, 2021, it was announced that Seward & Kissel client Kudu Investment Management LLC closed a $300 million credit facility with Massachusetts Mutual Life Insurance Company.

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March 1, 2021

Hudson Structured Completes Financing with Eldridge

On February 9, 2021, Hudson Structured Capital Management Ltd. announced that it has entered into a financing transaction with Eldridge Industries, LLC.

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December 28, 2020

CI Financial Prices $700 Million Notes Offering

On December 10, 2020, CI Financial Corp. announced the pricing of its underwritten public offering of $700 million of 3.200% notes.

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December 7, 2020

Kingswood Acquisition Corp. Closes IPO

On November 24, 2020, Kingswood Acquisition Corp. announced that it has completed its initial public offering.

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November 19, 2020

CI Financial Listed on NYSE

On November 17, 2020, CI Financial Corp. announced it had listed its common shares on the New York Stock Exchange. CI Financial Corp. (“CI”) announced it has listed its common shares on the New York Stock Exchange under the ticker symbol “CIXX”. CI, based in Canada (TSX: CIX) (NYSE: CIXX),…

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October 1, 2020

Facet Wealth Raises $25 Million Round

On September 29, 2020, it was announced that Facet Wealth secured a $25 million Series B funding round led by Warburg Pincus LLC. Facet Wealth secured a $25 million Series B funding round led by Warburg Pincus LLC. These funds will be used to support the firm’s existing direct-to-business, which…

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September 4, 2020

KKR Prices Offering of Mandatory Convertible Preferred Stock

On August 11, 2020, KKR & Co. Inc. announced the pricing of an offering of its Series C Mandatory Convertible Preferred Stock.

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August 31, 2020

WisdomTree Prices Offering of Convertible Senior Notes

On August 11, 2020 WisdomTree Investments, Inc. announced the pricing of a private placement offering of its convertible senior notes. Pursuant to the agreement, WisdomTree Investments, Inc. (“WisdomTree”) will offer an aggregate principal amount of $25 million of its convertible senior notes due in 2023 through a private placement offering.

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August 12, 2020

GCM Grosvenor to Go Public by Merging with CF Finance Acquisition Corp.

On August 3, 2020, it was announced that GCM Grosvenor will become a public company through a merger with CF Finance Acquisition Corp.

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December 10, 2018

Oz Management Announces Strategic Plan

On December 6, 2018, Oz Management announced a strategic plan to reallocate equity, deleverage the company’s balance sheet, and change the company’s tax classification.

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