July 29, 2013

Oaktree Underwriting Agreement Made Public

Oaktree Capital Group, LLC (NYSE: OAK) has filed the Underwriting Agreement for its public offering of 7,000,000 Class A units with the Securities and Exchange Commission.

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July 29, 2013

Envestnet/ Prudential Agreement Made Public

Envestnet, Inc. (NYSE: ENV) has filed the Purchase and Sale Agreement for its acquisition of Prudential Investments’ Wealth Management Solutions division with the Securities and Exchange Commission.

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April 17, 2013

National Financial Partners/Madison Dearborn Agreement Made Public

National Financial Partners Corp. (NYSE: NFP) has filed with the Securities and Exchange Commission the Agreement and Plan of Merger for the acquisition of the company by an affiliate of Madison Dearborn Partners.

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January 2, 2013

Toronto-Dominion/Epoch Agreement Made Public

Epoch Holding Corporation has filed with the SEC its Agreement and Plan of Merger with The Toronto-Dominion Bank.

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November 13, 2012

The Principal/Empresas Penta Purchase Agreement Made Public

The Principal Financial Group has filed with the SEC its Sale and Purchase Agreement with Empresas Penta S.A. and Inversiones Banpenta Limitada to purchase AFP Cuprum S.A.

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April 16, 2012

Edelman Files Agreement for Going Private Transaction

Edelman Financial Group has filed with the SEC its Agreement and Plan of Merger relating to its going private transaction with affiliates of Lee Equity Partners.

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August 5, 2011

Envestnet to Acquire TAMP FundQuest

On August 5, 2011 Envestnet, Inc. (NYSE: ENV) announced that it has entered an agreement to acquire turnkey asset management provider FundQuest Inc. for approximately $24.4 million.

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May 11, 2011

Parkway/EOLA Capital Agreement Made Public

Parkway Properties, Inc. (NYSE:PKY) on April 13, 2011 filed with the SEC the definitive Contribution Agreement relating to its acquisition of the property management business of Eola Capital LLC and six office properties through Parkway Properties Office Fund II, LP. 

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March 21, 2011

Stonehenge/National Investment Managers Agreement Made Public

National Investment Managers Inc. (OTC.BB: NVIM) on March 8, 2011 filed with the SEC a definitive Merger Agreement relating to its acquisition by Stonehenge Partners, Inc.

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January 6, 2011

Deerfield Capital/CIFC Deal Made Public

Deerfield Capital Corp. (NASDAQ: DFR) on December 21, 2010 filed with the SEC the definitive Agreement and Plan of Merger relating to its merger with Commercial Industrial Finance Corp., a subsidiary of CIFC Parent Holdings LLC.

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