July 29, 2013
Oaktree Underwriting Agreement Made Public
Oaktree Capital Group, LLC (NYSE: OAK) has filed the Underwriting Agreement for its public offering of 7,000,000 Class A units with the Securities and Exchange Commission.
July 29, 2013
Envestnet/ Prudential Agreement Made Public
Envestnet, Inc. (NYSE: ENV) has filed the Purchase and Sale Agreement for its acquisition of Prudential Investments’ Wealth Management Solutions division with the Securities and Exchange Commission.
April 17, 2013
National Financial Partners/Madison Dearborn Agreement Made Public
National Financial Partners Corp. (NYSE: NFP) has filed with the Securities and Exchange Commission the Agreement and Plan of Merger for the acquisition of the company by an affiliate of Madison Dearborn Partners.
January 2, 2013
Toronto-Dominion/Epoch Agreement Made Public
Epoch Holding Corporation has filed with the SEC its Agreement and Plan of Merger with The Toronto-Dominion Bank.
November 13, 2012
The Principal/Empresas Penta Purchase Agreement Made Public
The Principal Financial Group has filed with the SEC its Sale and Purchase Agreement with Empresas Penta S.A. and Inversiones Banpenta Limitada to purchase AFP Cuprum S.A.
April 16, 2012
Edelman Files Agreement for Going Private Transaction
Edelman Financial Group has filed with the SEC its Agreement and Plan of Merger relating to its going private transaction with affiliates of Lee Equity Partners.
August 5, 2011
Envestnet to Acquire TAMP FundQuest
On August 5, 2011 Envestnet, Inc. (NYSE: ENV) announced that it has entered an agreement to acquire turnkey asset management provider FundQuest Inc. for approximately $24.4 million.
May 11, 2011
Parkway/EOLA Capital Agreement Made Public
Parkway Properties, Inc. (NYSE:PKY) on April 13, 2011 filed with the SEC the definitive Contribution Agreement relating to its acquisition of the property management business of Eola Capital LLC and six office properties through Parkway Properties Office Fund II, LP.
March 21, 2011
Stonehenge/National Investment Managers Agreement Made Public
National Investment Managers Inc. (OTC.BB: NVIM) on March 8, 2011 filed with the SEC a definitive Merger Agreement relating to its acquisition by Stonehenge Partners, Inc.
January 6, 2011
Deerfield Capital/CIFC Deal Made Public
Deerfield Capital Corp. (NASDAQ: DFR) on December 21, 2010 filed with the SEC the definitive Agreement and Plan of Merger relating to its merger with Commercial Industrial Finance Corp., a subsidiary of CIFC Parent Holdings LLC.