2023 BTG Symposium Panel Discussion: The Possibility of Increased Regulatory Costs and SEC Actions that Could Force Some Out of the M&A Business

We invite you to view the video linked below, from Seward & Kissel's 2023 BTG Symposium panel, M&A for ETFs and RICs. Panelists discuss how likely increased regulatory costs and SEC actions could force some out of the M&A business.

Panelists include:

• Gilbert Dychiao – Oppenheimer & Co. Inc., Global Head of Financial Institutions Investment Banking
• Jesse Hallee – Ultimus Fund Solutions, Senior Vice President and Associate General Counsel
• Neil Hennessy – Hennessy Advisers, Inc., Chairman of the Board and CEO
• Robert Kurucza (Moderator) - Seward & Kissel LLP, Partner