April 28, 2021

OneDigital Acquires Westminster

On April 22, 2021, OneDigital Investment Advisors announced it acquired had Westminster Consulting, LLC.

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April 28, 2021

Beacon Pointe Acquires D.R. Saur

On April 20, 2021, Beacon Pointe Advisors, LLC announced its acquisition of D.R. Saur Financial, Inc.

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April 26, 2021

Sequoia and Wealthstone to Merge

On April 20, 2021, it was announced that Sequoia Financial Group, LLC and Wealthstone Advisors entered into a definitive agreement to merge. Sequoia is backed by S&K client Kudu Investment Management.

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April 23, 2021

Ameriprise to Acquire BMO’s EMEA Asset Management

On April 12, 2021, Ameriprise Financial, Inc. announced that it had signed a definitive agreement with BMO Financial Group to acquire its EMEA Asset Management Business.

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April 22, 2021

Canaccord to Acquire the Investment Management Business of Adam & Company

On April 15, 2021, Canaccord Genuity Group Inc. announced that it had entered into an agreement to acquire the investment management business of Adam & Company Investment Management Limited.

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April 19, 2021

Piper Sandler Companies Monthly Asset Management Report – March 2021

Piper Sandler Companies published its Monthly Asset Management Report for March 2021, which analyzes general industry information and transaction highlights. To read the report: please click here.

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April 15, 2021

Allworth Acquires Shone

On April 13, 2021, Allworth Financial Group, L.P. announced it had acquired Shone Wealth Management.

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April 12, 2021

Beacon Pointe Acquires Wealthstreet

On April 1, 2021, Beacon Pointe Advisors, LLC announced its acquisition of Wealthstreet Investment Advisors, LLC.

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April 12, 2021

ECHELON RIA M&A Deal Report – Q1 2021

ECHELON Partners LLC published an RIA M&A Deal Report for Q1 2021 (the “Report”), which analyzes M&A activity among Registered Investment Advisors.  The Report shows record-breaking deal making activity for the third consecutive fiscal quarter, and predicts similar deal activity in upcoming quarters. To download and…

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April 12, 2021

Warburg Pincus to Acquire Minority Stake in Edelman Financial

On March 15, 2021, Edelman Financial Engines, LLC announced that it will sell a minority stake to Warburg Pincus LLC.

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