August 31, 2020

Piper Sandler Whitepaper— Wealth Management: The Deal Magnet

The Piper Sandler Asset Management Investment Banking Group published a whitepaper entitled “Wealth Management: The Deal Magnet” which analyzes deal activity in the wealth management industry. To read the whitepaper: Please Click Here.

Continue reading...

August 31, 2020

WisdomTree Prices Offering of Convertible Senior Notes

On August 11, 2020 WisdomTree Investments, Inc. announced the pricing of a private placement offering of its convertible senior notes. Pursuant to the agreement, WisdomTree Investments, Inc. (“WisdomTree”) will offer an aggregate principal amount of $25 million of its convertible senior notes due in 2023 through a private placement offering.

Continue reading...

August 28, 2020

LPL Financial Acquires E.K. Riley Investments

On August 18, 2020, LPL Financial Holdings Inc. announced the acquisition of E.K. Riley Investments, LLC.

Continue reading...

August 28, 2020

LPL Financial Acquires Lucia Securities

On August 20, 2020, LPL Financial Holdings Inc. announced the acquisition of Lucia Securities.

Continue reading...

August 27, 2020

Raintree Wealth Partners to Join LPL Financial Platform

On August 24, 2020, LPL Financial LLC announced that Raintree Wealth Partners will join LPL Financial LLC’s registered investment advisor platform.

Continue reading...

August 26, 2020

Sentinus Merges with Money Managers Financial Group

On August 18, 2020, Sentinus, LLC announced a merger with Money Managers Financial Group.

Continue reading...

August 26, 2020

Creative Planning Acquires Miller Financial Management

On August 18, 2020, Creative Planning Inc. announced the acquisition of Miller Financial Management.

Continue reading...

August 24, 2020

Piper Sandler Companies Monthly Asset Management Report—July 2020

Piper Sandler Companies published its Monthly Asset Management Report for July 2020, which analyzes general industry information and transaction highlights. To read the report: please click here.

Continue reading...

August 21, 2020

Fjell Capital Joins Sanctuary Wealth

On August 17, 2020, Sanctuary Wealth announced a deal to add Fjell Capital to its advisor network. Under the terms of the transaction, Sanctuary Wealth (“Sanctuary”) will add Fjell Capital (“Fjell”) to its advisor network. Fjell broke away from UBS Financial Services (“UBS”) to join Sanctuary. Tom Stadum, Wealth Advisor…

Continue reading...

August 21, 2020

Hightower to Acquire Interest in Teak Tree Capital

On August 11, 2020, Hightower Advisors LLC announced that it will acquire a stake in Teak Tree Capital Management, LLC. Pursuant to the agreement, Hightower Advisors LLC (“Hightower”) will acquire an interest in Teak Tree Capital Management, LLC (“Teak Tree”). The transaction is subject to regulatory approval and customary closing…

Continue reading...

Menu