December 26, 2019
St. James’s Place plc to Acquire Policy Service
On December 11, 2019, St. James’s Place plc announced that it had entered into an agreement to acquire Policy Services Ltd. Pursuant to the agreement, St. James’s Place plc (“St. James’s Place”) will acquire Policy Services Ltd (“PSL”). After the acquisition, PSL will maintain its status as an independent FCA-authorized…
December 23, 2019
Kudu and Pacific Current Acquire Minority Stake in Pennybacker Capital
On December 16, 2019, Pennybacker Capital Management, LLC announced that it had sold a minority interest to Seward & Kissel client, Kudu Investment Management, LLC and its co-investor Pacific Current Group Limited.
December 23, 2019
Goldman Sachs BDC and Goldman Sachs Middle Market Lending to Merge
On December 9, 2019, Goldman Sachs BDC, Inc. announced that it had entered into an Agreement and Plan of Merger with Goldman Sachs Middle Market Lending Corp.
December 20, 2019
UOB To Acquire VAM Vietnam Fund Management
On December 2, 2019, UOB Asset Management Ltd. announced that it had entered into an agreement to acquire VAM Vietnam Fund Management Joint Stock Company. Pursuant to the agreement, UOB Asset Management Ltd. (“UOB”), a subsidiary of United Overseas Bank Limited, will acquire VAM Vietnam Fund Management Joint Stock Company…
December 20, 2019
ArrowMark Acquires StoneCastle’s Investment Platform
On December 9, 2019, StoneCastle Financial Corp. announced an agreement for ArrowMark Partners to acquire StoneCastle Asset Management LLC.
December 18, 2019
1251 Capital Acquires Majority Stake in Ziegler Capital
On December 9, 2019, 1251 Capital Group announced an agreement to acquire a majority stake in Ziegler Capital Management.
December 16, 2019
First Eagle to Acquire THL Credit Advisors
On December 8, 2019, First Eagle Investment Management, LLC announced that it had entered into a definitive agreement to acquire THL Credit Advisors LLC.
December 13, 2019
Notz Stucki Acquires JAM Research
On December 9, 2019, Notz Stucki announced an agreement to acquire JAM Research.
December 12, 2019
Daiwa Energy Acquires Minority Stake in Aquila Capital
On December 5, 2019, Aquila Capital Holding GmbH announced that it had entered into a strategic partnership with Daiwa Energy & Infrastructure Co. Ltd.
December 11, 2019
Brooks Macdonald Acquires Cornelian Asset Managers
On November 22, 2019, Brooks Macdonald Group PLC announced an agreement to acquire Cornelian Asset Managers Group Limited.