February 24, 2017
AFH Acquires Bay Financial Management
On February 21, 2017, AFH Financial Group PLC announced the acquisition of Bay Financial Management Limited.
February 23, 2017
Lovell Minnick Makes Investment in Trea Asset Management
On February 20, 2017, Lovell Minnick Partners announced the completion of a growth investment in Trea Asset Management.
February 22, 2017
Dyal Capital Closes Third Fund with $5.3 Billion
On February 14, 2017, Dyal Capital Partners, a division of Neuberger Berman Group, announced that it had closed its third fund, Dyal Capital Partners III (PE), with approximately $5.3 billion of committed capital.
February 17, 2017
Duckworth Wealth Advisors Acquired by Mercer Advisors
On February 13, 2017, Mercer Advisors Inc. announced the acquisition of Duckworth Wealth Advisors, Inc.
February 17, 2017
SoftBank to Acquire Fortress Investment Group
On February 15, 2017, SoftBank Group Corp. announced it had agreed to acquire Fortress Investment Group LLC.
February 15, 2017
Fidelity 2016 Wealth Management M&A Transaction Report
Fidelity Investments issued a report titled “Fidelity 2016 Wealth Management M&A Transaction Report – Insights into Large RIA Acquirer Models and Strategies.”…
February 15, 2017
Lifestyle Financial Merges Nagle Independent Advisory Practice
On February 8, 2017, First Allied Securities announced that its affiliated independent financial advisory firm, Lifestyle Financial Advisors, completed the merger of the Laura A. Nagle independent advisory practice into their organization.
February 13, 2017
KKR Prisma and PAAMCO to Form Liquid Alternatives Firm
On February 6, 2017, KKR announced a strategic partnership Pacific Alternative Asset Management Company, LLC to create a new liquid alternatives investment firm.
February 10, 2017
Fifth Third Bank to Acquire The Retirement Corporation of America
On January 19, 2017, Fifth Third Bank announced an agreement to acquire The Retirement Corporation of America.
February 9, 2017
Adviser Investments Acquires Braver Wealth Management
On February 1, 2017, Adviser Investments, LLC announced it had acquired Braver Wealth Management, LLC.