March 6, 2013

Montecito Bank & Trust Partners with LPL Financial

On March 2, 2013, Montecito Bank & Trust announced that it had partnered with LPL Financial to create an investment advisory arm called MB&T Advisors.

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March 6, 2013

Moneygate Purchases Minority Stake in Group Rapport

On March 5, 2013, ifaonline.co.uk reported that Moneygate Group had made a minority investment in and formed a partnership with financial planning firm Group Rapport.

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March 4, 2013

HF2 Announces IPO Terms

On February 26, 2013, nasdaq.com reported that blank check company HF2 Financial Management had announced terms for its $153 million IPO.

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March 4, 2013

Traditional, blank-check IPOs pending in asset management arena

This March 1, 2013 article by Tim Zawacki in SNF Financial discusses IPO activity in the investment management sector.  To read this article, please Click Here (pdf reader required).

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March 4, 2013

Principal to Acquire Majority Stake in Liongate

On March 4, 2013, Principal Global Investors announced an agreement to acquire a 55% interest in London-based investment boutique Liongate Capital Management.

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March 4, 2013

Newton to Sell Private Client Business to Standard Life

On February 27, 2013, BNY Mellon’s investment boutique Newton Management Limited announced the sale of its private client business to Standard Life Wealth.

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March 4, 2013

Pzena Investment Management Files Registration Statement

On March 1, 2013, Pzena Investment Management announced that it had filed a registration statement with the SEC for an initial public offering of its Class A common stock, to be listed on the New York Stock Exchange.

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